Our Services
Our Services
Sarbanes-Oxley (SOX) 404, Canadian NI 52-109 (CSOX), and Internal Control over Financial Reporting (ICFR) programs
Build an internal control program that goes beyond compliance—one that’s tailored to your organization and delivers real value.
We help you design, document, and test controls that meet SOX 404 or NI 52-109 certification requirements while strengthening your processes and providing meaningful insights to leadership and the board.
Our approach is fit-for-purpose: we consider your industry, size, and organizational maturity to create a program that works for you—not a one-size-fits-all framework. From leveraging AI-enhanced techniques to applying modern approaches to process and technology risk, we combine best practices with professional judgment to build controls that are efficient, effective, and forward-thinking.
Internal Audit
Get internal audit support that uncovers real risks, identifies opportunities, and drives meaningful improvement across your organization.
Whether you need us to execute specific audits, support your existing team, or provide full outsourced internal audit services, we deliver practical findings and recommendations that your business can actually use. We help you design audit plans that address what matters most—from emerging risks to operational inefficiencies—and we conduct fieldwork that focuses resources where they’ll have the greatest impact.
We’ve conducted audits across diverse industries and functional areas, bringing fresh perspective and professional judgment to every engagement. Our goal isn’t to issue “gotcha” reports or to play compliance police—it’s to partner with your organization to strengthen controls, improve processes, and support better decision-making.
Enterprise Risk Management
Build a risk management program that goes beyond registers and heat maps to drive meaningful conversations and real risk mitigation across your organization. ERM programs vary widely in scope and approach, which is why ours are highly tailored to your needs. Whether you’re looking for executive-level risk reporting, detailed assurance and testing, or comprehensive risk governance, we work with you to design a program aligned with your objectives and organizational maturity.
We start by identifying and documenting your key risks through collaborative workshops and stakeholder interviews. Then we help you move beyond documentation to action—developing practical mitigations, implementing controls, and establishing testing protocols that provide real assurance. The result is a program grounded in what actually makes risk management work: engaging people, facilitating conversations, testing concrete evidence, reporting on what matters, and building connections across the organization.
Governance Reviews
Strengthen your board’s effectiveness and the working relationship between governance and management through comprehensive, constructive governance reviews. We assess board structure, committees, meeting practices, documentation, and decision-making processes to identify what’s working well and where there’s opportunity for improvement. Our reviews include confidential interviews with board members and leadership, creating space for candid feedback and constructive dialogue about governance effectiveness.
Our team brings specialized expertise in board governance, with training from Governance Professionals of Canada (GPC) and the Institute of Corporate Directors (ICD). We assess your practices against current best practices and industry standards while staying grounded in what matters most: helping boards and management work together effectively. You’ll get practical recommendations that balance emerging governance priorities with foundational principles. Our goal is to help your board deliver exceptional oversight, support strategic decision-making, and maintain a strong, collaborative relationship with leadership.
IT Audit and Advisory
Strengthen your technology controls, governance, and risk management—from foundational IT controls to emerging challenges like AI adoption and cybersecurity. We help organizations build and improve IT control environments, implement effective IT governance frameworks, and assess technology risks across your operations. Our IT specialists bring expertise in controls assurance, cybersecurity, system implementations, and emerging technology governance.
Our IT services include:
IT Governance and Oversight – We help you establish IT governance structures that support strategic objectives, including board and leadership reporting, IT metrics and KPIs, project oversight, and policy frameworks that maximize the value of your technology investments.
IT General Controls – We design and assess foundational IT control environments, including access management, change management, backup and recovery, and application controls tailored to your organization’s systems and risk profile.
Cybersecurity Assessment – Our experts evaluate the strength of your cybersecurity programs using recognized frameworks like NIST, identifying vulnerabilities and recommending practical improvements to protect your organization.
AI Governance and Strategy – We help you harness AI’s potential while managing its risks. From establishing AI policies and approval processes to training teams on effective AI tool usage, we help organizations adopt AI thoughtfully. We also conduct AI readiness audits to assess tool usage, licensing efficiency, security posture, and ROI—helping you optimize spending and maximize results.
Additional Services
Risk Oversight brings a wealth of additional services to support your organization’s financial, operational, and technology needs:
Outsourced CFO and Controller – Access senior financial leadership without the full-time commitment. We provide strategic CFO guidance and day-to-day controller support tailored to your organization’s stage and complexity.
Accounting and Financial Reporting Support – Strengthen your financial reporting with expert support from technical accounting guidance to preparing financial statements and addressing complex reporting requirements.
Process Design and Diagramming – Document and optimize your business processes with clear, actionable process maps and workflows. We help you identify inefficiencies, standardize operations, and create documentation that supports training and controls.
Policy Development – Develop clear, practical policies that provide guidance without creating bureaucracy. From financial policies to IT governance to operational procedures, we create frameworks that work for your organization.
AI Rollout Support and Training – Implement AI tools across your organization with confidence. We provide hands-on training, change management support, and adoption strategies that help teams use AI effectively and achieve measurable productivity gains.
Business Analysis – Get objective analysis of business challenges, opportunities, and performance. We help you evaluate options, assess feasibility, and make data-informed decisions on strategic initiatives.
System Implementation Support – Navigate technology implementations successfully with expert project support. From requirements gathering to testing to go-live support, we help ensure your system implementations deliver the intended value.
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